Media

Interviews

You & The Law: Brokerage firm investments
Mike Desmond, WBFO, July 12, 2013

PUBLISHED ARTICLES

Private Securities Litigation Reform Act – What Consequences?
PIABA Bar Journal, Vol. 10. No. 1 Spring 2003

Equity Unit Investment Trusts: Great to Sell/ Expensive to Buy,
PIABA Bar Journal, Vol. 10 No. 4 Winter 2003.

Private Investment Accounts: Fact From Fiction
PIABA Bar Journal, Vol. 12 No. 2 Summer 2005

SEMINARS

IMPROPER INVESTMENT RECOMMENDATIONS
(Discovering and Resolving Abuses) January 17, 2006
Presented for the Buffalo Chapter of NYSSCPAs in Cooperation with the Erie County Bar Association

UPDATE ON LEGISLATION AND SUPREME COURT CASES IN THE
SECURITIES FIELD
January 2000
Presented to the Erie County Bar Association